Managed Account Platform Section

Articles related to maintaining managed accounts

This page will provide you with helpful information and required documentation on how to add features or make changes to your existing managed account(s). Click on a link below to view a specific article.

How to convert a non-managed account to the managed account platform
You can use DocuSign to convert your client’s Schwab Advisor Services non-managed account to a Managed Account Select®, Managed Account Access®, or Managed Account Marketplace® account and keep the same account number. Not all registration types are eligible for conversion.

How to update managed account authorizations, restrictions, and reports
The Schwab Advisor Services™ managed account platform allows account holders to define and update their preferences for delegation of advisor authorizations (DOAA), investment restrictions, and trade confirmation reports (TCRs) after the account has been opened.

How to add an additional managed account, or change or terminate a money manager
You can use DocuSign to add an additional managed account, or change or terminate a money manager on Schwab’s Managed Account Select® (Select), Managed Account Access® (Access), or Managed Account Marketplace® (Marketplace) platforms

How to request tax harvesting for managed accounts
The Schwab Advisor Services™ managed account platform allows for tax harvesting—the practice of selling securities to harvest the capital gain or loss for tax purposes.

How to maintain a Schwab Personalized Indexing® account 
This page covers how to make changes to exclusions either digitally or via the paper process as well as how to terminate a Schwab Personalized Indexing account.