Introduction to investment research

Introduction to investment research

Schwab Advisor Center® provides access to a wide range of investment research content and tools to help you interpret market movement, track market events, and select appropriate securities for your clients.

  • At-a-glance view of economic indicators and market performance, including major indices, commentary, and analysis.
  • Proprietary and third-party research on stocks, exchange-traded funds (ETFs), mutual funds, and fixed income.
  • Dynamic interactive charts you can customize and save.
  • Heatmap tool to help show the current market situation in a graphic visual representation.
  • Watchlists to track and compare performance of stocks and funds.
  • Email alerts for price and ratings changes, new bond issues, shifts in the economy, and more.
  • Customizable stock, ETF, and mutual fund screeners to generate ideas and compare results.
  • At-a-glance calendar to track economic, market, and corporate events.
  • Direct links to a variety of Schwab and third-party market reports from the Schwab Advisor Center Research tab.
  • Complimentary Morningstar® research integrated throughout and the ability to email the Morningstar research liaison desk.
  • Access to Schwab’s managed account platform.
  • Access to research tools and information, through the Research link on the website menu.
  • All reports on the Research tab are provided on a complimentary basis.
  • Additional analysis, research, white papers, and evaluation tools such as webcasts, guidance, and Schwab Equity Ratings® Tooltip  are provided by the Schwab Center for Financial Research®.
  • View a list of third-party resources and discounts available to you as a Schwab advisor.
Markets
  • Access dynamic charts and graphs displaying intraday data from major U.S. and international market indices.
  • View sector and industry reports and performance comparisons.
  • Stay informed with intraday national and international business and finance news, including market reports and commentary.
  • Stay informed of significant events, such as earnings, dividends, splits, and ratings changes.
Stocks
  • View the top stocks from 10 sectors with Schwab Stock Lists®.
  • Customize interactive charts with upper and lower indicators, trends, volume indicators, and notes.
  • Use Schwab Equity Ratings® Tooltip to research individual equities.
  • Screen for stocks, including preferred and international securities.
Mutual funds
  • Create and save custom screeners to compare mutual funds using multiple criteria.
  • Compare attributes of related share classes using the Related Funds tab.
  • Explore offshore mutual funds designed for international clients.
  • Access Schwab mutual fund resources:
    • Mutual Fund MarketPlace® provides access to professional, active management across all asset-class categories with more than 15,000 funds* from over 800 fund families.
    • Mutual Fund OneSource® service offers more than 4,500 fund choices without a load or transaction fee and share classes at lower-than-usual investment minimums.
    • Institutional No Transaction Fee Funds provides the list of institutional no transaction fee funds available from T. Rowe Price, and over 20 other additional asset managers, including:
      • Allspring
      • American Funds
      • Blackrock
      • BNY Mellon Funds
      • Calamos
      • Cohen & Steers
      • Columbia
      • Delaware & Waddell & Reed (Ivy)
      • Diamond Hill
      • DWS
      • First Eagle
      • Franklin & Legg Mason
      • Glenmede
      • Goldman Sachs
      • Guggenheim
      • Invesco
      • Janus
      • Lord Abbett
      • MFS
      • Neuberger Berman
      • Nuveen
      • PIMCO
      • Principal
      • Putnam
    • To view the list in the link above, under Quick Screener use the drop-down menu Fund Universe to select Institutional No Transaction Fee Funds and click View Results.
    • Mutual Fund Select List Advisor Edition™ is an extensively researched list of actively managed, no-load, no-transaction-fee mutual funds, screened and selected by Charles Schwab Investment Management, Inc. (CSIM).

Not all mutual funds from an asset manager may be available as INTF funds. Go to Schwab Advisor Center > Research > Mutual Funds to review the available list of INTF funds. 

ETFs
  • Use the ETF screener to compare funds based on predefined criteria or criteria you choose.
  • Access ETF resources:
    • ETF Select List® Tooltip contains prescreened, low-cost ETFs representing about 66 asset categories, making it easier for you to find ETFs for a particular market segment. The list highlights just one (primarily cost based analysis, not performance) ETF per category.
  • The CEFs tab presents market information for multiple categories of closed-end funds.
  • View summary and detailed information for an ETF, including news, performance data, tax comparisons, distributions, a portfolio breakdown, option chains, and holdings.
Fixed income
  • Access thousands of fixed income products.
  • Use the New Issues Municipal Calendar tab in Fixed Income Trading for online access to new issue municipal bond offerings.
  • View current and historical yield performance of U.S. Treasury notes and their respective key rates.

* Many mutual funds have multiple share class options. More than 15,000 fund CUSIPS are offered on Schwab's platforms. Fund count data as of 9/30/15.
Conditions Apply: Trades in ETFs are available without commissions when placed online in a Schwab account. Trade orders placed through a broker will receive the negotiated broker-assisted rate. An exchange processing fee applies to sell transactions. All ETFs are subject to management fees and expenses. Please see pricing guide for additional information.

Do I have to pay for research?
Schwab’s proprietary research, including Morningstar, is provided to advisors free of charge. Some third-party research, including Ned Davis Research and InvesTech, is available at a discount. For more information, view a list of third-party resources and discounts.

How often is the market data on the website updated?
Update frequency varies depending on the type of market data. For example:

  • Quotes: Quotes displayed on the Research tab are based on Cboe-One Real-Time Quote or consolidated market quote unless otherwise indicated and are real time when initially displayed. To get the latest quote, click Refresh at the top of the page.
  • Stocks: Changes to financial data, earnings, etc., are updated nightly or as reported by the company. Daily changes in analyst recommendations on an individual company are updated within minutes of the change.
  • Mutual funds: Most of the mutual fund performance information displayed on the Research tab is updated monthly from Morningstar. Some data is updated daily (e.g., changes to fees or status codes) or quarterly as noted on various pages in the site.
  • ETFs: Performance and portfolio information is updated monthly, like mutual funds. Quotes and price performance information are updated throughout the day.

How do I access Morningstar reports?
Morningstar® Equity Research - including ratings, analyst and sector reports, daily insights, and pick lists-is integrated with the Research section of the site.

How do I set alerts to learn about price and ratings changes, dividend reports, and other important market news?
From the Research page, click Tools > Alerts > My Alert Preferences to set your email address. Then click My Alerts to subscribe to securities, market commentary, and bond alerts.

What other research tools are available?
In addition to watchlists and numerous alerts relating to markets and individual securities, Schwab has robust screeners for stocks, ETFs, and mutual funds that allow you to specify dozens of criteria. Powerful comparison tools and charting features are also available under Research Tools. Screeners, comparisons, and charts can be saved and retrieved later.

For assistance using Schwab Advisor Center research, contact Advisor Platform Support at 800-647-5465.

How to work with alerts
Introduction to alerts
Introduction to equity trading
Introduction to general trading
Introduction to mutual fund trading
Introduction to the Web Trading platform

For operational and technical support with research tools, contact your Schwab service team.

For information on the source of data provided in the Research tab, view Schwab's Data Source Identification Tooltip .

To learn how Schwab assigns its equity ratings, read about Schwab Equity Ratings® Tooltip .

Use the Fund Contact List to contact a mutual fund family.

Investors should consider carefully information contained in the prospectus, including investment objectives, risks, charges, and expenses. You can request a prospectus by calling Schwab at 800-435-4000. Please read the prospectus carefully before investing.

Investment returns will fluctuate and are subject to market volatility, so that an investor’s shares, when redeemed or sold, may be worth more or less than their original cost. Unlike mutual funds, shares of ETFs are not individually redeemable directly with the ETF. Shares are bought and sold at market price, which may be higher or lower than the net asset value (NAV).

Schwab's short-term redemption fee of US$49.95 will be charged on redemption of certain funds with no transaction fees and held for 90 days or less. Schwab reserves the right to exempt certain funds from this fee which may charge a separate redemption fee, and funds that accommodate short-term trading. Funds are subject to management fees and expenses.

Trades in no load funds available through Mutual Fund OneSource® service [including Schwab Funds], as well as certain other funds, are available without transaction fees. For each of these trade orders placed through a broker, a $25 service charge applies. Schwab's short-term redemption fee of $49.95 will be charged on redemption of funds purchased through Schwab's Mutual Fund OneSource service [and certain other funds with no transaction fee] and held for 90 days or less. Schwab reserves the right to exempt certain funds from this fee, including Schwab Funds®, which may charge a separate redemption fee, and funds that accommodate short-term trading. Funds are also subject to management fees and expenses.

Charles Schwab & Co., Inc., member SIPC, receives remuneration from fund companies participating in the Mutual Fund OneSource service for recordkeeping and shareholder services and other administrative services. Schwab also may receive remuneration from transaction fee fund companies for certain administrative services.

Charles Schwab Investment Management, Inc. dba Schwab Asset ManagementTM the investment adviser for Schwab Funds, and Charles Schwab & Co., Inc. (Schwab), Member SIPC, the distributor for Schwab Funds, are separate but affiliated companies and subsidiaries of The Charles Schwab Corporation.

Third-party firms and their employees are not affiliated with or employed by Schwab. Their mention should not be construed as a recommendation, endorsement, or sponsorship by Schwab. The views expressed are those of the third-parties and are provided for informational purposes only. The experiences shared are no guarantee of future performance or success and may not be representative of you or your experience.

Prices, quotes, market values, and volumes on this page are based on Cboe One Real-Time Quote or consolidated market quote, unless otherwise indicated, and are real time when initially displayed.

The Schwab Stock Lists and Schwab Equity Ratings are generally updated weekly, so you should review and consider any recent market or company news before investing. The Schwab Equity Ratings and other information presented are general information that does not take into account your individual circumstances, financial situation, or needs, nor does it represent a personalized recommendation of a particular stock or stocks to you. Stocks can be volatile and entail risk, and individual stocks presented may not be suitable for you. You should not buy or sell a stock without first considering whether it is appropriate for you and your portfolio. Certain information presented is provided by third parties. Schwab believes that such third-party information is reliable but does not guarantee its accuracy, timeliness, or completeness, and it is subject to change without notice.

Indexes are unmanaged, do not incur management fees, costs and expenses, and cannot be invested in directly.

The Global Industry Classification Standard (GICS) was developed by and is the exclusive property of Morgan Stanley Capital International Inc. and S&P Capital IQ. GICS is a service mark of MSCI and S&P Capital IQ and has been licensed for use by Schwab.

All information is prepared for Schwab Advisor Services™ (formerly Schwab Institutional®) by Markit On Demand and provided by a variety of Independent Information Providers. These Information Providers are not affiliated with Schwab. Please refer to the Agreements & Disclosures below for more information.

The Schwab Center for Financial Research is a division of Charles Schwab & Co., Inc.

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